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Compliance Assistant

AI assistant embedded in a KYC/KYB platform. Summarizes verification reports, queries sanctions and PEP data, and manages cases with human approval.

The Problem

Financial crime analysts spend hours manually reviewing verification reports, cross-referencing sanctions lists, PEP databases, and ownership structures across multiple screens. The review process is slow, error-prone, and doesn't scale.

The Solution

An AI assistant embedded directly in the compliance platform via iframe. Analysts query cases in natural language, get structured summaries of risk findings, UBO hierarchies, and screening results. The assistant can create and modify cases — but only after explicit human confirmation. PII is automatically redacted before storage, and all interactions are audit-logged.

Tags

TypeScriptAzure OpenAINext.jspgvector

Outcomes

  • Structured LLM output via Zod schemas — summaries, tables, action cards, not free text
  • Human-in-the-loop for all write operations — the AI proposes, the analyst confirms
  • Semantic case search with pgvector + fuzzy fallback with pg_trgm
  • PII detection and redaction before database storage
  • Shipped to MSP (Minimum Sellable Product) stage